DISCIPLINARY COMPLAINT
____________________ ASSOCIATION OF REALTORS®
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For Association Use Only Case No.
________ Complaint Received:
_________________, 20___
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1. I (we), the undersigned
complainant(s), hereby allege that the following persons have engaged in
conduct subject to disciplinary action by the Association:
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RESPONDENT(S):
(1)_______________________________________
Name (Type or
Print)
Firm_____________________________________
_________________________________________
Street Address
_________________________________________
City, State, Zip
(2)_______________________________________
Name (Type or
Print)
Firm_____________________________________
_________________________________________
Street
Address
_________________________________________
City, State,
Zip
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RESPONDENT(S): (3)_________________________________________
Name of Manager (Type or
Print)
Firm_______________________________________
___________________________________________
Street Address
___________________________________________
City, State, Zip
(4)_________________________________________
Name (Type or Print)
Firm_______________________________________
___________________________________________
Street Address
___________________________________________
City, State, Zip
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2. The above named respondents have violated the
following:
[ ] Article(s) ________________________________ of the
Code of Ethics
[ ] Section(s) ________________________________ of the MLS
Rules and Regulations
[ ] Other membership duty as set forth in the bylaws of the
Association (specify):
3. The facts and circumstances supporting the above
allegation(s) are detailed in the attached statement marked "Exhibit 1,"
which is hereby incorporated by reference and made part of this
complaint.
4. I am informed that the named respondents are current REALTOR®
members of the Association and/or participants/subscribers in the
MLS. I understand that the Association does not have jurisdiction to
process complaints against nonmembers.
5. Date of knowledge of alleged misconduct _________________
This complaint must be filed within 180 calendardays after the facts
constituting alleged misconduct could have been known in the exercise of
reasonable diligence.
6. Are the circumstances giving rise to this complaint, or the
respondents in this case, involved in a civil or criminal proceeding or in
any proceeding before a governmental agency?
YES_______
NO_______ If you answered yes, please attach a written statement of
explanation.
7. Have you filed, or do you plan to file a similar or
related complaint with another Association of REALTORS®?
YES_______ NO_______ If you answered yes, please attach a
written statement of explanation.
8. I understand that these proceedings are confidential and that I
have an obligation to maintain and protect the confidentiality of these
proceedings and any resulting decision. I hereby agree to do so
unless authorized by the Association’s rules and procedures or required by
law to do otherwise.
9. I understand there will be a tape recording of the disciplinary
hearing. I understand that the tape recording is subject to the rules
of confidentiality and is made solelyfor the purpose of a Review by the
Association Board of Directors, if one is requested.
10. I agree to abide by the rules and procedures used by this
Associationto conduct disciplinary hearings. Under
the penalties of perjury, I declare that to the best of my knowledge and
belief my allegations in this complaint are true and correct.
Dated: ____________________________________ at
________________________,California
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COMPLAINANT(S):
(1)____________________________________________
Signature
______________________________________________
Name (Type or Print)
______________________________________________
Firm
______________________________________________
Street
Address
______________________________________________
City, State,
Zip
______________________________________________
Phone
(2)____________________________________________
Signature
______________________________________________
Name (Type or Print)
______________________________________________
Firm
______________________________________________
Street
Address
______________________________________________
City, State,
Zip
______________________________________________
Phone
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COMPLAINANT(S):
(3)____________________________________________
Signature
______________________________________________
Name (Type or Print)
______________________________________________
Firm
______________________________________________
Street
Address
______________________________________________
City, State,
Zip
______________________________________________
Phone
(4)____________________________________________
Signature
______________________________________________
Name (Type or Print)
______________________________________________
Firm
______________________________________________
Street
Address
______________________________________________
City, State,
Zip
______________________________________________
Phone
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Copyright© 2005 CALIFORNIA ASSOCIATION OF REALTORS®